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MIGUEL "LUCKY" GUILLERMO vs. PHILIPPINE INFORMATION AGENCY


FACTS: (On December 10, 2010) Petitioners Miguel “Lucky” Guillermo (Guillermo) and AV Manila Creative Production Co. (AV Manila) filed a Complaint for a sum of money and damages before the Regional Trial Court of Marikina City, against Respondents Philippine Information Agency (PIA) and Department of Public Works and Highway (DPWH) for the “Joyride” project, and advocacy campaign the purpose of which was to counteract the public’s negative perception of the performance of the outgoing Arroyo Administration. It turned out that after all the deliverables had been delivered by the Petitioners under the said Project, and despite several demands made by them, no payments were made by the PIA unto which Guillermo was instructed to send the billings directly. 

The Complaint attempted to lay down the elements of a contract between the petitioners on one hand, and respondents on the other, on which to enforce the claim. Thus, it alleged a series of communications, meetings, and memoranda, all tending to show that petitioners agreed to complete and deliver the “Joyride” project, and that respondents agreed to pay P25,000,000.00 as consideration. 

The Office of the Solicitor General moved to dismiss the Complaint for failure to state a cause of action (and for failure to exhaust administrative remedies). Then, the RTC of Marikina granted the Office of the Solicitor General’s Motion to Dismiss, finding that, although a contract existed between petitioners and Acting Secretary Domingo of the DPWH, this contract was not binding on the government of the Philippines. Because of absence of legal requirements for entering into a contract with the government, petitioners could not file a complaint for specific performance against the government. Petitioners moved for reconsideration, but the same was denied. 

Petitioners appealed to the Court of Appeals which affirmed the RTC’s Order dismissing petitioners’ Complaint. Petitioners moved for reconsideration, but the same was denied. 

ISSUE: Whether the Complaint was properly dismissed for failure to state a cause of action. 

HELD: In Zuñiga-Santos v. Santos-Gran, 738 SCRA 33 (2014): 

A complaint states a cause of action if it sufficiently avers the existence of the three (3) essential elements of a cause of action, namely: (a) a right in favor of the plaintiff by whatever means and under whatever law it arises or is created; (b) an obligation on the part of the named defendant to respect or not to violate such right; and (c) an act or omission on the part of the named defendant violative of the right of the plaintiff or constituting a breach of the obligation of defendant to the plaintiff for which the latter may maintain an action for recovery of damages. If the allegations of the complaint do not state the concurrence of these elements, the complaint becomes vulnerable to a motion to dismiss on the ground of failure to state a cause of action. 

It is well to point out that the plaintiff’s cause of action should not merely be “stated” but, importantly, the statement thereof should be “sufficient.” This is why the elementary test in a motion to dismiss on such ground is whether or not the complaint alleges facts which if  true would justify the relief demanded. As a corollary, it has been held that only ultimate facts and not legal conclusions or evidentiary facts are considered for purposes of applying the test. This is consistent with Section 1, Rule 8 of the Rules of Court which states that the complaint need only allege the ultimate facts or the essential facts constituting the plaintiff’s cause of action. A fact is essential if they cannot be stricken out without leaving the statement of the cause of action inadequate. Since the inquiry is into the sufficiency, not the veracity, of the material allegations, it follows that the analysis should be confined to the four corners of the complaint, and no other. 

Thus, to determine the sufficiency of a cause of action in a motion to dismiss, only the facts alleged in the complaint should be considered, in relation to whether its prayer may be granted. In Heirs of Maramag v. Maramag, 588 SCRA 774 (2009): 

When a motion to dismiss is premised on this ground, the ruling thereon should be based only on the facts alleged in the complaint. The court must resolve the issue on the strength of such allegations, assuming them to be true. The test of sufficiency of a cause of action rests on whether, hypothetically admitting the facts alleged in the complaint to be true, the court can render a valid judgment upon the same, in accordance with the prayer in the complaint. This is the general rule. 

To sufficiently state a cause of action, the Complaint should have alleged facts showing that the trial court could grant its prayer based on the strength of its factual allegations. 

In here, to support the Complaint for a sum of money and damages, the Complaint attempted to lay down the elements of a contract between the petitioners on one hand, and respondents on the other alleging a series of communications, meetings, and memoranda, all tending to show that petitioners agreed to complete and deliver the “Joyride” project, and that respondents agreed to pay P25,000,000.00 as consideration. Assuming they are true, the same were not sufficient to establish that the RTC could grant its prayer. The Complaint attempts to establish a contract that involves expenditure of public funds. As pointed out by respondents, contracts involving the expenditure of public funds have additional requisites to be valid. Sections 46, 47, and 48 of Book V, Title I, Subtitle B, Chapter 8 of the Administrative Code provides for essential requisites for the validity of contracts. 

The Administrative Code of 1987 expressly prohibits the entering into contracts involving the expenditure of public funds unless two prior requirements are satisfied. First, there must be an appropriation law authorizing the expenditure required in the contract. Second, there must be attached to the contract a certification by the proper accounting official and auditor that funds have been appropriated by law and such funds are available. Failure to comply with any of these two requirements renders the contract void. 

The Complaint, however, completely ignored the foregoing requisites for the validity of contracts involving expenditure of public funds. Thus, the Regional Trial Court could not order the enforcement of the alleged contract on the basis of the Complaint, and the Complaint was properly dismissed for failure to state a cause of action.

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